AdvisorLaw, LLC, headquartered in Broomfield, Colorado, provides a variety of services to protect the integrity and revise the besmirched reputation of FINRA licensed attorneys. As President, Dochtor Kennedy is well-versed in financial modeling, start-up ventures, persuasive writing, and legal and financial analysis. His company provides effective solutions in customer dispute expungement and ensures that any previous and resolved disputes no longer appear on the client’s U5 and BrokerCheck profiles as well as in the CRD System. AdvisorLaw, LLC uses FINRA Rule 2080 arbitration and Employment Separation After Allegations modification/removal to protect the reputation of financial advisors who have Federal or State tax liens filed against them. Kennedy believes that anyone’s practice and family is equally entitled to the same capital assurance as anyone else in the U.S. He therefore founded Fist Light Financial, LLC in 2013 after earning his MBA in Finance from the Keller Graduate School of Management and his Juris Doctorate from the University of Denver Sturm College of Law. He learned how to compose fully-document claims requesting grants of expungement on behalf of the firm’s clients and how to prepare them and his staff for the expungement proceedings. Kennedy then became Managing Attorney at AdvisorLoans and familiarized himself with the Rule 2080 process and how to devise regulatory solutions for financial advisors who have Federal or State tax liens filed against them. Once he understood how to successfully represent FINRA licensed professionals, Kennedy started AdvisorLaw, LLC in February 2016.
When Kennedy is not working, he is going on adventures with his wife, JaYoung, in Arvada, Colorado. He also enjoys exercising and spending quality time with his two dogs.