Helping beleaguered financial advisors regain a strong foothold in a level playing field with other advisors in the industry, Stacy Santmyer is currently the head of business development as the Executive Vice President at AdvisorLaw, LLC. The firm specializes in Rule 2080 arbitration that provides for the expungement of meritless customer disputes that have been previously disclosed but still currently appear on an advisor’s BrokerCheck profile and CRD. By lending his expertise in the expungement of those claims against clients, Stacy has been able to assist financial advisors to reclaim their lost reputation so they can get back on track providing their own services to clients.
Before becoming a valuable asset of AdvisorLaw, Stacy had spent almost a decade in advising small enterprises on the correction, resolution, and handling of federal tax issues. He was the Senior Vice President at the Tax and Regulatory Division in AdvisorLoans. The firm delivers lending and licensing solutions for financial advisors. Through his personalized, high-touch representation, Mr. Santmyer was able to provide guided, tailored means of resolutions. Stacy endeavored to provide the service and efficiency that clients sought and rightfully deserved.
Prior to being part of AdvisorLoans, Stacy Santmyer was a Senior Associate in Omni Financial, a job he held for 7 years and 1 month. Also located in Broomfield, CO like AdvisorLaw, Omni represents individuals and small businesses in resolving current tax liabilities with both the IRS and state taxing authorities. Stacy was tasked to counsel clients on prudent measures to be taken to optimize compliance with federal and state requirements as they relate to taxation.
Stacy Santmyer used to be a Financial Advisor with Farmers Financial Services in Louisville, CO from September 2002 until January 2008. He was a former holder of Series 6, 63, P/C, L/H as a licensed financial and insurance advisor. Prior to joining Farmers Financial, Stacy was a Professional Sales Representative at Interface Software in Oakbrook, IL and at Openwave Systems in Boulder, CO.